Seamless Compliance with Regulatory Requirements
The CrossCheck Audit Trail module automates the validation, structuring, and retrieval of exchange and regulatory audit trail data—ensuring firms remain compliant while reducing operational overhead
Why Firms Choose CrossCheck Audit Trails
Increases regulatory confidence with fully validated, regulation-compliant data storage and retrieval
Boosts operational efficiency by reducing manual errors and time spent on compliance tasks.
Improves risk response with correctly structured records that eliminate reporting gaps
Extends scalability and flexibility beyond the standard 18–24 months to meet internal or jurisdictional data retention policies.
Features & Benefits
Automated Data Ingestion & Validation
- Seamlessly integrates daily audit trail records from multiple exchanges, Independent Software Vendors (ISVs), and trading platforms
- Ensures data completeness and accuracy by validating both structure and content before storage.
Regulatory-Ready Data Structuring
- Transforms raw data into the exact format required by regulatory bodies, eliminating manual adjustments.
- Provides ongoing access to 18–24 months of stored audit trail data, with the option to retain records for longer.
On-Demand Access & Export Options
- Clients can securely access and export fully structured, compliant data at any time.
- Regular delivery of completed audit trail records helps firms maintain their own long-term archives with ease.
Who Benefits from Audit Trails
Compliance Teams
Ensure all necessary controls are in place to meet CFTC, CME, ICE, Eurex, MiFID, and other regulatory standards, avoiding potential fines
Learn MoreElectronic Trading Support Desks
Gain instant access to structured trade data for faster issue resolution and client support
Learn MoreOperations & Technology Teams
Reduce manual processing and improve data transparency with automated ingestion and validation
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Ready to address your audit trail challenges?
Discover how CrossCheck Audit Trails can help your firm increase operational efficiency and satisfy regulatory requirements.